John J. Power
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John James Power, who also goes by John J Power, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 7 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2001 - January 16, 2003
TULLETT PREBON FINANCIAL SERVICES LLC
August 1, 2000 - November 15, 2001
R.W. SMITH & ASSOCIATES, LLC
August 13, 1999 - July 28, 2000
BUTLER MUNI, LLC
May 16, 1991 - July 9, 1997
TITUS & DONNELLY LLC
April 14, 1989 - April 30, 1991
EMR SECURITIES, INC.
June 27, 1987 - April 8, 1989
MABON, NUGENT & CO.
September 20, 1983 - January 15, 1987
EMR SECURITIES, INC.
August 20, 1981 - September 6, 1983
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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