Ronald C. Eleveld

FINANCIAL ADVANTAGE ADVISORS CO.

WINDSOR, CT 06095

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CRD#: 1019537

Professional summary

Ronald Charles Eleveld, who also goes by Ron Eleveld, is a registered financial advisor currently at FINANCIAL ADVANTAGE ADVISORS CO. located in Windsor, Connecticut and OSAIC WEALTH, INC. located in Windsor, Connecticut.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Ronald has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Eleveld

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Charles Eleveld's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 1994 - Present

FINANCIAL ADVANTAGE ADVISORS CO.

Office #1: 880 Palisado Avenue, Windsor, CT 06095

RIA

CRD#: 117131

WINDSOR, CT

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WINDSOR, CT

Past

September 18, 2020 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

WINDSOR, CT

Past

February 1, 2012 - September 18, 2020

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

October 18, 1993 - February 1, 2012

SECURITIES AMERICA, INC.

CRD#: 10205

WINDSOR, CT

Past

September 25, 1989 - October 21, 1993

BUELL SECURITIES CORP.

CRD#: 1342

Past

February 23, 1988 - September 28, 1989

E. T. ANDREWS & CO., INC.

CRD#: 1090

Past

November 16, 1981 - October 21, 1993

BUELL SECURITIES CORP.

CRD#: 1342

GLASTONBURY, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/14/2024)

California
(6/14/2024)

IAR

Connecticut
(8/24/1994)

Connecticut
(6/14/2024)

Florida
(6/14/2024)

Maine
(8/27/2024)

Massachusetts
(6/14/2024)

New Jersey
(6/14/2024)

New York
(6/14/2024)

Ohio
(6/14/2024)

Oregon
(6/14/2024)

Pennsylvania
(6/14/2024)

Rhode Island
(6/14/2024)

South Carolina
(6/14/2024)

Utah
(6/14/2024)

Vermont
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/20/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/1/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL ADVANTAGE ADVISORS CO.

FINANCIAL ADVANTAGE ADVISORS CO. | THE FINANCIAL ADVANTAGE GROUP, LLC | THE FINANACIAL ADVANTAGE GROUP, LLC

CRD#: 117131 / SEC#:

Connecticut

Registered Investment Advisory firm - (8/24/1994 Approved)

Massachusetts

Registered Investment Advisory firm - (11/29/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Windsor, CT

Mailing Address

Phone number

860-688-8849 X201

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 16,655,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald C. Eleveld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Charles Eleveld's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

SECURITIES SERVICE NETWORK, LLC

SECURITIES AMERICA, INC.

BUELL SECURITIES CORP.

E. T. ANDREWS & CO., INC.

BUELL SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/1986

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1981

Series 24

Date: 12/1/1993

FINRA

Current Firm

FINANCIAL ADVANTAGE ADVISORS CO.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ADVANTAGE ADVISORS CO.

TRUST BUT VERIFY

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