AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DJ

Douglas A. Jimerson

Some features on this profile are disabled
CRD#: 1019445
DJ

Professional summary

Douglas Alan Jimerson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Douglas is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Douglas had worked at 7 firms, which includes WALL STREET STRATEGIES INC., NATIONAL INVESTMENT ADVISORS INC, GROVE POINT INVESTMENTS LLC, CETERA WEALTH SERVICES LLC, FSC SECURITIES CORPORATION, ANCHOR NATIONAL FINANCIAL SERVICES INC., DERAND/PENNINGTON/BASS INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Douglas A Jimerson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 13, 1998 - May 6, 1999

WALL STREET STRATEGIES, INC.

BD
CRD#: 31268
HURON, OH
Past

November 19, 1990 - December 14, 2007

NATIONAL INVESTMENT ADVISORS INC

RIA
CRD#: 112563
N. POTOMAC, MD
Past

October 8, 1986 - December 31, 1997

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD
Past

June 19, 1985 - October 7, 1986

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
Past

July 30, 1984 - June 28, 1985

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

January 13, 1984 - July 2, 1984

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

BD
CRD#: 5774
Past

September 28, 1982 - November 29, 1983

DERAND/PENNINGTON/BASS, INC.

BD
CRD#: 4679

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/16/1991
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/26/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/7/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/12/1989
General Securities Principal Examination

Current Firm

WS
WALL STREET STRATEGIES, INC.
SINCLAIR CAPITAL GROUP, INC. | WATERFORD TECHNOLOGY EQUITIES, INC. | WALL STREET STRATEGIES, INC.

CRD#: 31268 / SEC#: , 8-45459

BD
Cancelled by SEC on 03/17/2021
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Oklahoma since 01/04/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SAVAGE, GARRY NELSON SRCEO, CCO, PRESIDENT1195330
SAVAGE, GARRY NELSON JREXECUTIVE VICE PRESIDENT, FINOP, SECRETARY, TREASURER2338013
WARD, JEFFREY SCOTTVICE-PRESIDENT, FINOP2490210

Disclosures

Regulatory Event5
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALL STREET STRATEGIES, INC.

CRD#: 31268

TRUST BUT VERIFY

Monitor Douglas Jimerson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.