Douglas A. Jimerson
Professional summary
Douglas Alan Jimerson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial advisor and started their career in finance in 1982. Prior to being barred, Douglas had worked at 7 firms, which includes WALL STREET STRATEGIES INC., NATIONAL INVESTMENT ADVISORS INC, GROVE POINT INVESTMENTS LLC, CETERA WEALTH SERVICES LLC, FSC SECURITIES CORPORATION, ANCHOR NATIONAL FINANCIAL SERVICES INC., DERAND/PENNINGTON/BASS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 1998 - May 6, 1999
WALL STREET STRATEGIES, INC.
November 19, 1990 - December 14, 2007
NATIONAL INVESTMENT ADVISORS INC
October 8, 1986 - December 31, 1997
GROVE POINT INVESTMENTS, LLC
June 19, 1985 - October 7, 1986
CETERA WEALTH SERVICES, LLC
July 30, 1984 - June 28, 1985
FSC SECURITIES CORPORATION
January 13, 1984 - July 2, 1984
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
September 28, 1982 - November 29, 1983
DERAND/PENNINGTON/BASS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WALL STREET STRATEGIES, INC.
CRD#: 31268 / SEC#: , 8-45459
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
