PA
Paul H. Auslander
SEABRIDGE INVESTMENT ADVISORS LLC
Belleair, FL
Some features on this profile are disabled
CRD#: 1019443
PA
Professional summary
Paul Helmut Auslander, CFP®, who also goes by Paul H Auslander, Paul Auslander, Rusty Auslander, Paul H Auslander, is a registered financial advisor currently at SEABRIDGE INVESTMENT ADVISORS LLC located in Belleair, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Paul has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul H Auslander | Paul Auslander | Rusty Auslander | Paul H Auslander
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Auslander Financial Advisors, LLC Investment Related: No Address: 14 Sunset Bay Dr. Belleair FL 33756 NOB: Tax/Accounting/CPA POSITION: Owner, President Start Date: 2/24/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Personal bookkeeping Business Name: ProVise Management Group, LLC Investment Related: Yes Address: 611 Druid Road East, Suite 105 Clearwater FL 33756 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POSITION : Independent Contractor Start Date: 2/24/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Client relationship management Business Name: Triangulum Financial Partners Investment Related: Yes Address: 1301 Fletcher Ave West Tampa FL 33612 NOB: Insurance POSITION: Broker/Independent contractor Start Date: 2/24/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales and service of life insurance policies. Business Name: Paul H. Auslander Investment Related: Yes Address: 14 Sunset Bay Dr. Belleair FL 33756 NOB: Insurance POSITION: Insurance agent Start Date: 6/5/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Insurance policy renewal commissions Business Name: Community Foundation of Tampa Bay Investment Related: No Address: 4300 W. Cypress St. #700 Tampa FL 33607 NOB: Board Position (Board of Directors, Board of Trustees, etc.) POSITION: Advisory Board member Start Date: 9/8/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Advise management of working with financial services professionals.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Helmut Auslander's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
January 14, 2025 - Present
SEABRIDGE INVESTMENT ADVISORS LLC
RIA
CRD#: 108681
Belleair, FL
Past
May 24, 2016 - December 8, 2021
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Clearwater, FL
Past
March 3, 2014 - December 31, 2024
PROVISE MANAGEMENT GROUP, LLC
RIA
CRD#: 105375
CLEARWATER, FL
Past
February 25, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Clearwater, FL
Past
February 24, 2014 - December 31, 2024
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Clearwater, FL
Past
July 6, 2009 - March 5, 2013
FOOTHILL SECURITIES, INC.
RIA
CRD#: 1027
ORLANDO, FL
Past
June 30, 2009 - February 26, 2014
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
ORLANDO, FL
Past
June 6, 2007 - June 30, 2009
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ORLANDO, FL
Past
December 2, 1997 - July 8, 2013
AMERICAN FINANCIAL ADVISORS INC
RIA
CRD#: 108530
ORLANDO, FL
Past
July 11, 1994 - June 30, 2009
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ORLANDO, FL
Past
November 29, 1993 - July 7, 1994
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
WALTHAM, MA
Past
November 19, 1985 - December 6, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEABRIDGE INVESTMENT ADVISORS LLC
SEABRIDGE INVESTMENT ADVISORS LLC | SEABRIDGE PRIVATE WEALTH
CRD#: 108681 / SEC#: 801-55009
RIA
Registered Investment Advisory firm - (11/3/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/16/2025)
IAR
New Jersey(1/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SI
SEABRIDGE INVESTMENT ADVISORS LLC
SEABRIDGE INVESTMENT ADVISORS LLC | SEABRIDGE PRIVATE WEALTH
CRD#: 108681 / SEC#: 801-55009
RIA
Registered Investment Advisory firm - (11/3/1997 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
450 Springfield Ave. Suite 301, Summit, NJ 07901-2610
Mailing Address
Phone number
(908) 273-5085
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 452 |
| AUM (Assets Under Management) | $ 610,404,483 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
