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Paul H. Auslander

SEABRIDGE INVESTMENT ADVISORS
Belleair, FL
Some features on this profile are disabled
CRD#: 1019443
PA

Professional summary

Paul Helmut Auslander, CFP®, who also goes by Paul H Auslander, Paul Auslander, Rusty Auslander, Paul H Auslander, is a registered financial advisor currently at SEABRIDGE INVESTMENT ADVISORS LLC located in Belleair, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Paul has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Paul H Auslander | Paul Auslander | Rusty Auslander | Paul H Auslander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Helmut Auslander's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1987

Experience

Current

January 14, 2025 - Present

SEABRIDGE INVESTMENT ADVISORS LLC

RIA
CRD#: 108681
Belleair, FL
Past

May 24, 2016 - December 8, 2021

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
Clearwater, FL
Past

March 3, 2014 - December 31, 2024

PROVISE MANAGEMENT GROUP, LLC

RIA
CRD#: 105375
CLEARWATER, FL
Past

February 25, 2014 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
Clearwater, FL
Past

February 24, 2014 - December 31, 2024

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Clearwater, FL
Past

July 6, 2009 - March 5, 2013

FOOTHILL SECURITIES, INC.

RIA
CRD#: 1027
ORLANDO, FL
Past

June 30, 2009 - February 26, 2014

FOOTHILL SECURITIES, INC.

BD
CRD#: 1027
ORLANDO, FL
Past

June 6, 2007 - June 30, 2009

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
ORLANDO, FL
Past

December 2, 1997 - July 8, 2013

AMERICAN FINANCIAL ADVISORS INC

RIA
CRD#: 108530
ORLANDO, FL
Past

July 11, 1994 - June 30, 2009

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
ORLANDO, FL
Past

November 29, 1993 - July 7, 1994

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

November 19, 1985 - December 6, 1993

GREEN HILL FINANCIAL SERVICE CORPORATION

BD
CRD#: 4882

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SEABRIDGE INVESTMENT ADVISORS LLC
SEABRIDGE INVESTMENT ADVISORS LLC | SEABRIDGE PRIVATE WEALTH

CRD#: 108681 / SEC#: 801-55009

RIA
Registered Investment Advisory firm - (11/3/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(1/16/2025)
IAR
New Jersey
(1/14/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/30/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/10/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/16/1985
General Securities Representative Examination

Current Firm

SI
SEABRIDGE INVESTMENT ADVISORS LLC
SEABRIDGE INVESTMENT ADVISORS LLC | SEABRIDGE PRIVATE WEALTH

CRD#: 108681 / SEC#: 801-55009

RIA
Registered Investment Advisory firm - (11/3/1997 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
450 Springfield Ave. Suite 301, Summit, NJ 07901-2610
Mailing Address
Phone number
(908) 273-5085
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SEABRIDGE INVESTMENT ADVISORS LLC (3/16/2026)

Regulatory assets under management

Total Number of Accounts482
AUM (Assets Under Management)$ 771,222,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SEABRIDGE INVESTMENT ADVISORS LLC

CRD#: 108681Belleair, FL

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