Stanley Latawiec
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Latawiec was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1981. Stanley had worked at 7 firms and has passed the Series 63, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2003 - June 26, 2006
TRIDENT PARTNERS LTD.
July 9, 1997 - February 7, 2003
GLENN MICHAEL FINANCIAL, INC.
January 23, 1990 - July 8, 1997
INVESTORS ASSOCIATES, INC.
November 23, 1987 - February 21, 1990
J. T. MORAN & CO., INC.
October 17, 1986 - December 18, 1987
GLADSTONE SECURITIES, INC.
February 11, 1983 - September 15, 1986
AMFCO SECURITIES, INC.
December 14, 1981 - March 2, 1983
UBS CAPITAL MARKETS L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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