KATHLEEN A. MILLER

Some features on this profile are disabled

CRD#: 1019357

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

KATHLEEN A MILLER, CFP®, who also goes by Kathleen A Frost, Kathleen A (frost) Miller, Kathleen Ann Miller, was a registered financial professional .

KATHLEEN is a previously registered financial professional and started their career in finance in 1982. KATHLEEN had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Biography

Kathleen has been helping individuals and families grow, protect and pass on their wealth for more than 40 years. Her expertise allows her to offer a tailored approach when assisting clients in planning their financial strategies, particularly when facing major life changes. She is driven by her passion for understanding men, women, money and relationships and how we are different. This led to the founding of her prior firm, Miller Advisors, with a mission to empower people to take charge of their financial lives.

Kathleen is considered a pioneer in divorce financial consulting. She is a Certified Divorce Financial Analyst® and has published two books that address the financial challenges facing women going through the divorce process and provides guidance and information they need to safeguard their marital assets and create a win-win solution.

In addition, Kathleen has authored articles for legal and financial trade journals and has been quoted on financial and post-divorce planning issues in national publications such as the New York Times, Yahoo! Finance, and US News. She has also served as a guest lecturer on divorce-related topics, investments, and financial planning at a variety of organizations.

Kathleen serves on the board of the Women’s Leadership Alliance and is dedicated to advancing the role women play in the financial services industry. She is an avid reader and writer and enjoys traveling throughout the world.

Question & Answer

Are you a "fiduciary"?

Aliases

Kathleen A Frost | Kathleen A (frost) Miller | Kathleen Ann Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Author, Fair Share Divorce for Women. Limited Liability Partner in Frost Family Farm, LLC. Rental property manager, Miller Family Trust Kirkland Building. Board member, Women's Leadership Alliance.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

November 8, 2021 - April 9, 2024

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Kirkland, WA

Past

September 30, 1997 - October 3, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

KIRKLAND, WA

Past

May 19, 1992 - December 13, 2021

MILLER ADVISORS, INC.

RIA

CRD#: 106603

KIRKLAND, WA

Past

February 13, 1992 - October 3, 2006

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

KIRKLAND, WA

Past

August 2, 1990 - February 18, 1992

U.S. BANCORP SECURITIES

CRD#: 17439

PORTLAND, OR

Past

August 19, 1985 - May 17, 1990

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 5, 1985 - August 20, 1985

AMERICORP SECURITIES, INC.

CRD#: 14986

Past

November 18, 1982 - January 31, 1985

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

Past

April 16, 1982 - November 18, 1982

GARMAN, DOYLE, SENTSINGER AND WOLLEN, INC.

CRD#: 10199

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/1/1982

General Securities Principal Examination

Current Firm

MERCER GLOBAL ADVISORS INC.

MERCER ADVISORS | MERCER GLOBAL ADVISORS INC.

CRD#: 147363 / SEC#: 801-69271

RIA

Registered Investment Advisory firm - (5/30/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1200 17th Street Suite 2000, Denver, CO 80202

Mailing Address

Phone number

(888) 885-8101

Established

Firm type

Fiscal year end

# of Employees

1,166

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MERCER GLOBAL ADVISORS INC. ADV PART 2A AUGUST 21 2025 (8/21/2025)

Regulatory assets under management

Total Number of Accounts	99,044
AUM (Assets Under Management)	$ 60,256,270,580

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/29/2025	Cover Page	Report
07/31/2024	Cover Page	Report
09/28/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

KATHLEEN A. MILLER

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

MILLER ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

U.S. BANCORP SECURITIES

RAYMOND JAMES FINANCIAL SERVICES, INC.

AMERICORP SECURITIES, INC.

PACIFIC WEST SECURITIES, INC.

GARMAN, DOYLE, SENTSINGER AND WOLLEN, INC.

Primary Firm SEC Registration

MERCER GLOBAL ADVISORS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/1992

Series 63

Date: 1/7/1986

Series 7

Date: 11/21/1981

Series 24

Date: 3/1/1982

Current Firm

MERCER GLOBAL ADVISORS INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MERCER GLOBAL ADVISORS INC.

TRUST BUT VERIFY

Contact information

Similar Advisors