Venecia Burner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Venecia Burner, who also goes by Venecia Leigh Burner, was a registered financial professional .
Venecia is a previously registered financial professional and started their career in finance in 1995. Venecia had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2018 - August 25, 2021
UNITED CAPITAL FINANCIAL ADVISORS
January 24, 2017 - April 5, 2017
SCOTTRADE INVESTMENT MANAGEMENT
October 7, 2015 - April 5, 2017
SCOTTRADE, INC.
November 21, 2013 - July 16, 2015
TD AMERITRADE, INC.
November 21, 2013 - July 16, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 11, 2013 - July 16, 2015
TD AMERITRADE, INC.
March 10, 2008 - July 6, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 7, 2007 - July 6, 2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 19, 2005 - December 31, 2006
SIGMA FINANCIAL CORPORATION
August 9, 2005 - December 31, 2006
SPC
July 18, 2003 - December 8, 2003
BANC ONE SECURITIES CORPORATION
July 18, 2003 - December 8, 2003
BANC ONE SECURITIES CORPORATION
November 9, 1995 - July 18, 2003
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
