David S. Wolfe
Professional summary
David Sanford Wolfe was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David Sanford Wolfe was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1981. David had worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 24, Series 27 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2022 - September 14, 2023
HAMILTON GRANT LLC
January 13, 2012 - November 7, 2014
AARON CAPITAL INCORPORATED
July 12, 2010 - December 20, 2011
AARON CAPITAL INCORPORATED
August 21, 2002 - December 31, 2008
AARON CAPITAL INCORPORATED
February 1, 2002 - August 12, 2022
AARON CAPITAL INCORPORATED
March 13, 2001 - December 20, 2002
J. ALEXANDER SECURITIES, INC.
April 8, 1999 - March 2, 2001
TRADEWAY SECURITIES GROUP, INC.
May 12, 1998 - March 29, 1999
CARTY, HARDING & HEARN, INC.
July 21, 1993 - April 6, 1998
ARAGON FINANCIAL SERVICES, INC.
April 16, 1993 - September 9, 1993
INTREPID SECURITIES, INC.
March 17, 1990 - March 11, 1991
GREY, RANDOLF & ABBOTT, LTD.
December 22, 1989 - March 21, 1990
TITAN/VALUE EQUITIES GROUP, INC.
February 6, 1985 - May 6, 1988
PRINCIPAL SECURITIES, INC.
August 23, 1982 - February 28, 1985
UR FINANCIAL, INC.
November 7, 1981 - February 3, 1983
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
HAMILTON GRANT LLC
CRD#: 166180 / SEC#: , 8-69192
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XEEN, LLC | MEMBER | |
| KEBETS, VADIM | MEMBER | 6141170 |
| KOCHAVI, DORON | MEMBER | 1011155 |
| KUO, ANDREW C | MEMBER | 4415637 |
| LEE, BONNY SY | MEMBER | 2486522 |
| O'CONNELL, THOMAS MICHAEL | MEMBER | 2529442 |
| REA, WENDY AUSTIN | MEMBER | 724857 |
| VIKHLYAEV, ALEXANDER | MEMBER; MEMBER BOARD OF MANAGERS | 7278312 |
| BIZUB, DONALD MICHAEL | CEO | 1600090 |
| COLLETT, DAVID WENDALL | VP, CFO | 2352407 |
| KAISER, BRADLEY CLIFFORD | CCO | 2523397 |
| MORRIS, JOHN M | CHAIRMAN, BOARD OF MANAGERS | 1655987 |
Red Flags
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