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LL

Lee O. Lunsford

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CRD#: 1019220
LL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lee Odaniel Lunsford was a registered financial professional .

Lee is a previously registered financial professional and started their career in finance in 1983. Lee had worked at 3 firms and has passed the Series 27 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 15, 1991 - August 8, 2014

KIRK SECURITIES CORPORATION

BD
CRD#: 8439
DENTON, TX
Past

November 9, 1988 - May 31, 1989

BRIDGEROCK SECURITIES, INC.

BD
CRD#: 22640
Past

May 4, 1983 - July 9, 2001

MAY FINANCIAL CORPORATION

BD
CRD#: 3927
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Principal/Supervisory Exam
RR
Series 27
Date: 5/21/1982
Financial and Operations Principal Examination

Current Firm

KS
KIRK SECURITIES CORPORATION
KIRK SECURITIES CORPORATION

CRD#: 8439 / SEC#: , 8-25304

BD
Terminated by SEC on 08/08/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 03/30/1980
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KIRK, SENNETT IIIPRESIDENT,TREASURER,DIRECTOR720648
KIRK, SENNETT IIICHIEF COMPLIANCE OFFICER720648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KIRK SECURITIES CORPORATION

CRD#: 8439

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