Mahendra C. Wagha
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mahendra Chimanlal Wagha, who also goes by Mahendra C Wagha, Mahendra Chimanlan Wagna, was a registered financial advisor .
Mahendra is a previously registered financial advisor and started their career in finance in 1983. Mahendra had worked at 6 firms and has passed the Series 65, Series 63, Series 62, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2002 - December 31, 2013
PORTFOLIO DIVERSIFICATION GROUP
March 6, 2001 - March 4, 2004
TRIAD ADVISORS LLC
March 8, 1999 - March 8, 2001
METROPOLITAN LIFE INSURANCE COMPANY
March 8, 1999 - March 8, 2001
MSI FINANCIAL SERVICES, INC.
February 11, 1988 - March 24, 1999
OAK BROOK SECURITIES CORP.
May 23, 1983 - December 31, 1987
OGILVIE SECURITY ADVISORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/22/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
PORTFOLIO DIVERSIFICATION GROUP
CRD#: 121867 / SEC#:
Contact information
Red Flags
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