Fredric J. Prager
Professional summary
Fredric Joel Prager, who also goes by Fredric J Prager, was a registered financial professional .
Fredric is registered as a RR (Registered Representative) and started their career in finance in 1981. Fredric had worked at 5 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 50, Series 7, Series 14, Series 54 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2026 - Present
Office #2: 213 Wall Street, Ketchum, ID 83340
January 3, 2023 - January 26, 2026
HILLTOP SECURITIES INC.
March 7, 1988 - January 4, 2023
PRAGER & CO., LLC
November 17, 1987 - March 29, 1988
CHAPMAN ON-LINE, INC
October 21, 1981 - November 5, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/25/2026)
Exams
Series 99TO
Date: 6/24/2026
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
