David R. Butts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Richard Butts was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1981. David had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2017 - June 30, 2017
GREAT LAKES RETIREMENT SOLUTIONS, INC.
September 8, 2009 - June 1, 2011
LPL FINANCIAL LLC
September 8, 2009 - February 22, 2017
LPL FINANCIAL LLC
February 20, 2009 - September 8, 2009
MUTUAL SERVICE CORPORATION
December 11, 1981 - September 8, 2009
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GREAT LAKES RETIREMENT SOLUTIONS, INC.
CRD#: 167046 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 39,466,000 |
Red Flags
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