Michael D. Taylor

WEALTH TEAMS ALLIANCE

Corbett, OR

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CRD#: 1018877

Professional summary

Michael Dean Taylor is a registered financial advisor currently at WEALTH TEAMS ALLIANCE located in Corbett, Oregon.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Michael has worked at 20 firms and has passed the Series 65, Series 63, Series 22, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM LICENSED AS A LIFE INSURANCE AGENT AND RECEIVE SOME MINIMAL COMPENSATION FROM THAT SOURCE, PRIMARILY THROUGH RENEWALS, WITH AN OCCASIONAL NEW SALE. I OPERATE AS AN INDIVIDUAL FROM MY HOME ADDRESS. MY TIME COMMITMENT TO THAT ACTIVITY IS LESS THAN 1%; CORBETT, OR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 30, 2018 - Present

WEALTH TEAMS ALLIANCE

RIA

CRD#: 168907

Corbett, OR

Past

October 8, 2015 - July 7, 2016

VESTORY, LLC

RIA

CRD#: 151858

BELLEVUE, WA

Past

September 19, 2013 - September 13, 2014

ELLIOTT COVE CAPITAL MANAGEMENT

RIA

CRD#: 123636

SEATTLE, WA

Past

May 24, 2012 - August 3, 2015

VESTORY, LLC

RIA

CRD#: 151858

BELLEVUE, WA

Past

October 11, 2011 - December 13, 2016

WEALTH MANAGEMENT

RIA

CRD#: 137080

NORFOLK, NE

Past

October 8, 2010 - July 19, 2011

SHELTON CAPITAL MANAGEMENT

RIA

CRD#: 104720

CORBETT, OR

Past

April 5, 2010 - July 19, 2011

RFS PARTNERS

CRD#: 18119

DENVER, CO

Past

September 24, 2009 - March 5, 2010

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

September 3, 2009 - March 5, 2010

TLG ADVISORS, INC.

RIA

CRD#: 111052

CORBETT, OR

Past

September 1, 2005 - April 22, 2008

OSAIC WEALTH, INC.

CRD#: 23131

LAKE OSWEGO, OR

Past

December 2, 2003 - March 19, 2008

PORTFOLIO STRATEGIES INC

RIA

CRD#: 104685

PORTLAND, OR

Past

December 16, 1996 - October 3, 2003

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

December 23, 1988 - January 19, 1989

B.C. CHRISTOPHER SECURITIES CO.

CRD#: 60

Past

January 1, 1988 - November 7, 1996

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

September 4, 1987 - December 23, 1988

MORISON SECURITIES, INC.

CRD#: 8097

Past

May 27, 1987 - September 18, 1987

LINCOLN NATIONAL PENSION INSURANCE COMPANY

CRD#: 10293

Past

February 19, 1986 - September 14, 1987

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

Past

November 22, 1985 - November 3, 1987

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

November 7, 1985 - September 11, 1987

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Past

April 11, 1985 - January 19, 1990

THE GREAT-WEST LIFE ASSURANCE COMPANY

CRD#: 5927

ENGLEWOOD, CO

Past

March 11, 1982 - October 28, 1986

G. R. PHELPS & CO., INC.

CRD#: 173

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH TEAMS ALLIANCE

CRD#: 168907 / SEC#: 801-122977

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

California

Registered Investment Advisory firm - (1/21/2023 Terminated)

Colorado

Registered Investment Advisory firm - (11/9/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/22/2022 Terminated)

Kansas

Registered Investment Advisory firm - (12/22/2022 Terminated)

Michigan

Registered Investment Advisory firm - (11/16/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (3/13/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - (11/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(12/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/11/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 10/20/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/14/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

WEALTH TEAMS ALLIANCE

CRD#: 168907 / SEC#: 801-122977

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

California

Registered Investment Advisory firm - (1/21/2023 Terminated)

Colorado

Registered Investment Advisory firm - (11/9/2018 Terminated)

Florida

Registered Investment Advisory firm - (12/22/2022 Terminated)

Kansas

Registered Investment Advisory firm - (12/22/2022 Terminated)

Michigan

Registered Investment Advisory firm - (11/16/2018 Terminated)

Minnesota

Registered Investment Advisory firm - (3/13/2018 Terminated)

Rhode Island

Registered Investment Advisory firm - (11/8/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2022 Terminated)

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Contact information

Main Address

15520 Rockfield Blvd Suite G, Irvine, CA 92618

Mailing Address

Phone number

(877) 282-4768

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH TEAMS ALLIANCE WRAP BROCHURE (3/28/2025)

WEALTH TEAMS ALLIANCE ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	950
AUM (Assets Under Management)	$ 205,554,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael D. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dean Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTORY, LLC

ELLIOTT COVE CAPITAL MANAGEMENT

VESTORY, LLC

WEALTH MANAGEMENT

SHELTON CAPITAL MANAGEMENT

RFS PARTNERS

THE LEADERS GROUP, INC.

TLG ADVISORS, INC.

OSAIC WEALTH, INC.

PORTFOLIO STRATEGIES INC

HIMCO DISTRIBUTION SERVICES COMPANY

B.C. CHRISTOPHER SECURITIES CO.

NATIONWIDE INVESTMENT SERVICES CORPORATION

MORISON SECURITIES, INC.

LINCOLN NATIONAL PENSION INSURANCE COMPANY

AETNA LIFE INSURANCE AND ANNUITY COMPANY

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

INVESTORS BROKERAGE SERVICES, INC.

THE GREAT-WEST LIFE ASSURANCE COMPANY

G. R. PHELPS & CO., INC.

Primary Firm SEC Registration

WEALTH TEAMS ALLIANCE

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2003

Series 63

Date: 12/11/1984

Series 22

Date: 10/20/1982

Series 6

Date: 3/2/1982

Series 26

Date: 4/14/1999

Current Firm

WEALTH TEAMS ALLIANCE

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH TEAMS ALLIANCE

TRUST BUT VERIFY

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