Lloyd V. Barriger
Professional summary
Lloyd Vernon Barriger was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lloyd is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Lloyd had worked at 6 firms, which includes KINGSTON SECURITIES CORPORATION, BARRIGER & BARRIGER INCORPORATED, OPPENHEIMER & CO. INC., LEHMAN BROTHERS INC., ADVANTAGE CAPITAL CORPORATION, FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2000 - January 2, 2002
KINGSTON SECURITIES CORPORATION
December 13, 1995 - December 7, 2010
BARRIGER & BARRIGER INCORPORATED
March 26, 1990 - January 3, 1996
OPPENHEIMER & CO. INC.
April 14, 1987 - April 26, 1990
LEHMAN BROTHERS INC.
August 23, 1983 - October 19, 1984
ADVANTAGE CAPITAL CORPORATION
March 30, 1982 - April 14, 1987
KINGSTON SECURITIES CORPORATION
January 25, 1982 - February 25, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KINGSTON SECURITIES CORPORATION
CRD#: 2446 / SEC#: , 8-13895
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
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