Daniel W. Moyer

FORESIDE FINANCIAL SERVICES

Leola, PA 17540

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CRD#: 1018789

Professional summary

Daniel Webster Moyer IV, who also goes by Daniel Webster Moyer II, Daniel Webster (iv) Moyer, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Leola, Pennsylvania.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 1982. Daniel has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Daniel Webster Moyer Ii | Daniel Webster (iv) Moyer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Webster Moyer IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2021 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 3175 Oregon Pike, Leola, PA 17540

CRD#: 148477

Leola, PA

Past

January 3, 2006 - December 31, 2020

ALPS DISTRIBUTORS, INC.

CRD#: 16853

LEOLA, PA

Past

November 26, 2002 - September 12, 2005

CITCO MUTUAL FUND DISTRIBUTORS, INC.

CRD#: 41920

MALVERN, PA

Past

April 3, 1992 - October 30, 2002

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

RED BANK, NJ

Past

November 1, 1988 - April 2, 1992

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

April 1, 1984 - November 10, 1988

BUTCHER & SINGER INC.

CRD#: 6517

Past

February 25, 1982 - March 14, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

February 25, 1982 - March 14, 1985

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Past

February 25, 1982 - March 14, 1985

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/19/2021)

Alaska
(2/19/2021)

Arizona
(2/19/2021)

Arkansas
(2/19/2021)

California
(2/19/2021)

Colorado
(2/19/2021)

Connecticut
(2/19/2021)

Delaware
(2/19/2021)

District of Columbia
(2/19/2021)

Florida
(2/19/2021)

Georgia
(2/19/2021)

Hawaii
(2/19/2021)

Idaho
(2/19/2021)

Illinois
(2/19/2021)

Indiana
(2/19/2021)

Iowa
(2/19/2021)

Kansas
(2/19/2021)

Kentucky
(2/19/2021)

Louisiana
(2/19/2021)

Maine
(2/19/2021)

Maryland
(2/19/2021)

Massachusetts
(2/19/2021)

Michigan
(2/19/2021)

Minnesota
(2/19/2021)

Mississippi
(2/19/2021)

Missouri
(2/19/2021)

Montana
(2/19/2021)

Nebraska
(2/19/2021)

Nevada
(2/19/2021)

New Hampshire
(2/19/2021)

New Jersey
(2/19/2021)

New Mexico
(2/19/2021)

New York
(2/19/2021)

North Carolina
(2/19/2021)

North Dakota
(2/19/2021)

Ohio
(2/22/2021)

Oklahoma
(2/19/2021)

Oregon
(2/19/2021)

Pennsylvania
(2/19/2021)

Rhode Island
(2/19/2021)

South Carolina
(2/19/2021)

South Dakota
(2/19/2021)

Tennessee
(2/19/2021)

Texas
(2/19/2021)

Utah
(2/19/2021)

Vermont
(2/19/2021)

Virginia
(2/19/2021)

Washington
(2/19/2021)

West Virginia
(2/19/2021)

Wisconsin
(2/19/2021)

Wyoming
(2/19/2021)

Exams

State Security Law Exam

Series 63

Date: 3/15/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/9/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/16/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 9/23/1986

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel W. Moyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Webster Moyer IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

CITCO MUTUAL FUND DISTRIBUTORS, INC.

FIRST MONTAUK SECURITIES CORP.

KEOGLER, MORGAN & COMPANY, INC.

BUTCHER & SINGER INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERICAN EXPRESS FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/1982

SIE

Date: 10/1/2018

Series 7

Date: 3/16/1985

Series 22

Date: 4/9/1984

Series 6

Date: 2/16/1982

Series 10

Date: 1/2/2023

Series 9

Date: 1/2/2023

Series 8

Date: 9/23/1986

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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