Daniel Webster Moyer Iv
Professional Summary
Daniel Webster Moyer IV, who also goes by Daniel Webster Moyer II, Daniel Webster (iv) Moyer, is a registered financial advisor currently at FORESIDE FINANCIAL SERVICES, LLC located in Leola, Pennsylvania. Daniel is registered as a RR (Registered Representative) and started their career in finance in 1982. Daniel has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6, Series 10, Series 9 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Daniel Webster Moyer Ii, Daniel Webster (iv) Moyer
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
Years of Experience
44 years in the financial services industry
Current & Past Employments
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
Current Firm
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC
Contact Information
Main Address
190 Middle Street Suite 301, Portland, ME 04101Mailing Address
190 Middle Street Suite 301, Portland, ME 04101Phone Number
(866) 251-6920Established
Delaware since 07/31/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | — |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/22/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
(2/19/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Apr 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1982About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Sep 1986SRO Registrations
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
CRS (Client Relationship Summary) - BD
Click below to view Daniel Webster Moyer IV's CRS (Customer Relationship Summary).
Similar Advisors
LPL FINANCIAL LLC
RBC CAPITAL MARKETS, LLC
