Ronald A. Wrobel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Andrew Wrobel was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1982. Ronald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2014 - January 2, 2019
HORIZON WEALTH MANAGEMENT
April 12, 2000 - April 23, 2019
LPL FINANCIAL LLC
March 27, 2000 - April 23, 2019
LPL FINANCIAL LLC
February 17, 1998 - December 7, 2004
RONALD A.WROBEL AND ASSOCIATES
October 1, 1996 - January 26, 2000
OSAIC FA, INC.
December 20, 1994 - October 1, 1996
UNUM SALES CORPORATION
July 18, 1984 - March 28, 2000
MONY SECURITIES CORPORATION
November 10, 1982 - June 19, 1984
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 21, 1982 - June 19, 1984
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
HORIZON WEALTH MANAGEMENT
CRD#: 170255 / SEC#: 801-79492
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORIZON WEALTH MANAGEMENT
CRD#: 170255 / SEC#: 801-79492
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,073 |
| AUM (Assets Under Management) | $ 945,761,317 |
Red Flags
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