Bruce A. Roth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Andrew Roth was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1982. Bruce had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2003 - September 20, 2016
COORDINATED CAPITAL CORPORATION
July 1, 2003 - October 4, 2016
FSC SECURITIES CORPORATION
February 15, 1984 - October 4, 2016
FSC SECURITIES CORPORATION
March 15, 1982 - May 9, 1984
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 21, 1982 - May 9, 1984
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COORDINATED CAPITAL CORPORATION
CRD#: 125238 / SEC#:
Contact information
Red Flags
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