Mark C. Donato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Christopher Donato was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2002 - December 31, 2004
BROOKSTREET SECURITIES CORPORATION
August 10, 2001 - March 27, 2002
MML INVESTORS SERVICES, LLC
May 3, 1999 - September 4, 2001
PARK AVENUE SECURITIES LLC
April 7, 1993 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
December 24, 1990 - March 12, 1993
1717 CAPITAL MANAGEMENT COMPANY
August 4, 1982 - January 1, 1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 4, 1982 - January 1, 1991
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTREET SECURITIES CORPORATION
CRD#: 14667 / SEC#: , 8-31032
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROOKS FAMILY TRUST, STANLEY BROOKS TRUSTEE | SHAREHOLDER / OWNER | |
| BROOKS, STANLEY CLIFTON | PRESIDENT AND TRUSTEE OF BROOKSTREET FAMILY TRUST | 31684 |
Disclosures
| Regulatory Event | 25 |
| Civil Event | 1 |
| Arbitration | 22 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
