Thomas J. Rebedew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas James Rebedew was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1981. Thomas had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2003 - April 14, 2008
SAXONY SECURITIES, INC.
September 3, 1993 - September 8, 2003
CLEARING SERVICES OF AMERICA, INC.
December 23, 1992 - November 1, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
October 23, 1990 - December 23, 1992
USA FINANCIAL GROUP, INC.
July 1, 1988 - July 13, 1988
ROBERT W. BAIRD & CO. INCORPORATED
June 28, 1988 - October 11, 1990
MUTUAL SERVICE CORPORATION
April 12, 1982 - July 1, 1988
BMMG CAPITAL CORP.
February 5, 1982 - April 19, 1982
FIRST OF MICHIGAN CORPORATION
December 11, 1981 - September 29, 1983
H. B. SHAINE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
