Gerard J. Mcgrath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Joseph Mcgrath, who also goes by Gerry Mcgrath, Jerry Mcgrath, was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1981. Gerard had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 22, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2012 - September 12, 2016
DISCERN SECURITIES, INC.
June 3, 2011 - January 4, 2012
POTOMAC RESEARCH GROUP
November 18, 2010 - December 1, 2011
CAPFI PARTNERS LLC
June 20, 2005 - March 31, 2009
STANFORD GROUP COMPANY
September 3, 2004 - June 16, 2005
LEERINK PARTNERS LLC
September 2, 2000 - April 9, 2004
UBS CAPITAL MARKETS L.P.
November 1, 1996 - September 7, 2000
CHARLES SCHWAB & CO., INC.
August 17, 1995 - November 1, 1996
LYNCH, JONES & RYAN LLC
June 17, 1994 - May 16, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
August 12, 1991 - June 23, 1994
FINANCIAL SQUARE PARTNERS
April 12, 1983 - August 6, 1991
MORGAN STANLEY DW INC.
May 24, 1982 - March 14, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
November 16, 1981 - May 11, 1982
BEAINY & GANS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 12/21/1967
General Securities Principal ExaminationSeries 1
Date: 12/8/1967
Registered Representative ExaminationCurrent Firm
DISCERN SECURITIES, INC.
CRD#: 155854 / SEC#: , 8-68748
Contact information
Documents
Red Flags
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