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RH

Randy T. Hoover

VICUS CAPITAL
STATE COLLEGE, PA 16801
Some features on this profile are disabled
CRD#: 1018381
RH

Professional summary

Randy Thomas Hoover, CFP® is a registered financial advisor currently at VICUS CAPITAL, INC. located in State College, Pennsylvania and CETERA WEALTH SERVICES, LLC located in State College, Pennsylvania.

Randy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Randy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?
Estate Planning
Employee and Employer Plan Ben...
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randy Thomas Hoover's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1987

Experience

Current

June 19, 2002 - Present

VICUS CAPITAL, INC.

Office #1: 476 Rolling Ridge Drive Suite 333, State College, PA 16801
RIA
CRD#: 116021
STATE COLLEGE, PA
Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 476 Rolling Ridge Dr Ste 333, State College, PA 16801
BD
CRD#: 13572
State College, PA
Past

September 5, 2001 - September 3, 2013

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
STATE COLLEGE, PA
Past

January 27, 1982 - September 4, 2001

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA
Registered Investment Advisory firm - (10/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/6/2025)
RR
California
(1/3/2022)
RR
Florida
(9/3/2013)
RR
Hawaii
(9/3/2013)
RR
Maryland
(9/3/2013)
RR
Nevada
(9/25/2024)
RR
New Mexico
(1/2/2026)
RR
New York
(12/19/2018)
RR
North Carolina
(9/25/2024)
IAR
Pennsylvania
(6/19/2002)
RR
Pennsylvania
(9/3/2013)
RR
South Carolina
(1/11/2021)
RR
Texas
(4/8/2019)
RR
Virginia
(9/3/2013)
RR
West Virginia
(9/3/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/15/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/9/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/18/1984
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 3/7/1983
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/15/1982
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA
Registered Investment Advisory firm - (10/5/2001 Approved)
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Contact information

Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VICUS CAPITAL ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts9,058
AUM (Assets Under Management)$ 2,574,468,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VICUS CAPITAL, INC.

CRD#: 116021State College, PA 16801

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