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Robert Earl Cambron Jr

CRD# 1018302·Registered 1981 - 1994
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Earl Cambron JR, who also goes by Robert Earl Jr Cambron, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1981 - 1994. Robert had worked at 4 firms and has passed the Series 63, Series 5 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Earl Jr Cambron

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

D.E. FREY & COMPANY, INC.·CRD# 23595
BD
July 14, 1993 - October 14, 1994
LEHMAN BROTHERS INC.·CRD# 7506
BD
December 22, 1987 - April 23, 1993
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
March 9, 1984 - December 4, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
December 23, 1981 - March 8, 1984

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Current Firm

DF
D.E. FREY & COMPANY, INC.

D.E. FREY & COMPANY, INC.

CRD#: 23595 / SEC#: 8-40582
BD
Terminated by SEC on 07/08/2001

Contact Information

Established

Delaware since 09/19/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
D.E. FREY GROUPPARENT; SOLE SHAREHOLDER—
FREY, DALE EDWARDCEO, CHAIRMAN, DIRECTOR/SHAREHOLDER - D.E. FREY GROUP214215
HEINZEROTH, TODD OWENVP FINANCE AND ACCOUNTING3249358
HOCEVAR, PAUL LEEDIRECTOR, CHIEF FINANCIAL OFFICER2703641

Disclosures

Regulatory Event

11

Civil Event

4

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1982About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Jan 1982

Series 7 — General Securities Representative Examination

Passed Dec 1981About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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