Paul T. Limone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Thomas Limone, who also goes by Pual Thomas Limone, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2000 - July 1, 2021
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 27, 1997 - December 31, 2000
NATIONWIDE SECURITIES, LLC
August 7, 1996 - February 12, 1997
AFSG SECURITIES CORPORATION
July 17, 1992 - September 13, 1995
PASADENA FUND SERVICES, INC.
May 24, 1991 - October 20, 1992
ASCHER/DECISION SERVICES, INC.
November 19, 1989 - March 4, 1991
OSAIC WEALTH, INC.
April 8, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 3, 1986 - May 25, 1988
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
March 7, 1986 - February 13, 1987
USLIFE EQUITY SALES CORP.
May 11, 1983 - March 11, 1986
BUELL SECURITIES CORP.
January 7, 1982 - May 31, 1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| DELEGET, JERROLD BRIAN | CHIEF COMPLIANCE OFFICER | 4364224 |
| JESTICE, KEVIN THOMAS | BOARD DIRECTOR | 5363377 |
| KOTECHA, KUSH VIJAY | BOARD DIRECTOR | 8178085 |
| PEREZ, JUAN JOSE QUEVER | PRESIDENT/BOARD DIRECTOR | 6387381 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
