Lawrence W. Leighton
Professional summary
Lawrence Ward Leighton is a registered financial professional currently at BENTLEY SECURITIES CORPORATION located in New York, New York.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1982. Lawrence has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 18 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1997 - Present
BENTLEY SECURITIES CORPORATION
Office #1: 437 Madison Avenue 24th Floor, New York, NY 10022January 4, 1995 - January 26, 1996
LM CAPITAL SECURITIES, INC.
November 2, 1989 - July 7, 1995
UI-USA, INC.
February 9, 1988 - February 16, 1989
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
November 11, 1983 - February 24, 1988
CHASE SECURITIES, INC.
April 16, 1982 - January 10, 1983
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 18
Date: 10/17/1981
Securities Industry Rules and Regulations ExaminationFINRA
Current Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
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