Lawrence W. Leighton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Ward Leighton was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1982. Lawrence had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 18 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1997 - December 8, 2025
BENTLEY SECURITIES CORPORATION
January 4, 1995 - January 26, 1996
LM CAPITAL SECURITIES, INC.
November 2, 1989 - July 7, 1995
UI-USA, INC.
February 9, 1988 - February 16, 1989
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
November 11, 1983 - February 24, 1988
CHASE SECURITIES, INC.
April 16, 1982 - January 10, 1983
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 18
Date: 10/17/1981
Securities Industry Rules and Regulations ExaminationCurrent Firm
BENTLEY SECURITIES CORPORATION
CRD#: 25759 / SEC#: , 8-41879
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROMWELL, OLIVER DEAN | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 838160 |
Red Flags
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