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Robert Donald Solomon

CRD# 1018181·Registered 1982 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Donald Solomon was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1982 - 2024. Robert had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 50, Series 7, Series 52, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

BEEKMAN SECURITIES, INC.·CRD# 36193
BD
New York, NY
April 6, 1994 - July 12, 2024
GILES PARTNERS, L.P.·CRD# 30082
BD
New York, NY
August 25, 1992 - April 19, 1994
GILES SECURITIES CO., L.P.·CRD# 27910
BD
New York, NY
July 18, 1991 - May 25, 1994
BEEKMAN EQUITIES CORPORATION·CRD# 19254
BD
December 1, 1990 - January 28, 1993
SANWA SECURITIES (USA) CO., L.P.·CRD# 19697
BD
New York, NY
July 25, 1987 - October 24, 1990
SANWA UNIVERSAL SECURITIES CO., LLC·CRD# 8427
BD
New York, NY
July 15, 1982 - October 24, 1990

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Current Firm

BS
BEEKMAN SECURITIES, INC.

BEEKMAN SECURITIES, INC.

CRD#: 36193 / SEC#: 8-47069
BD
Terminated by SEC on 07/01/2024

Contact Information

Established

New York since 09/25/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
FEDERER, LYNETTE GAILVICE PRESIDENT, CCO,PRINCIPAL OPERATIONS OFFICER1936423
SOLOMON, ROBERT DONALDPRESIDENT,PRINCIPAL FINANCIAL OFFICER1018181

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1990About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Sep 2017About the Series 50 exam

Series 7 — General Securities Representative Examination

Passed Feb 1985About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Jul 1982About the Series 52 exam

Series 24 — General Securities Principal Examination

Passed Mar 1986About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1983About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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