Robert D. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert David Hughes was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 14 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2003 - January 4, 2023
WEALTH SPACE ASSET MANAGEMENT
September 6, 2002 - March 11, 2004
STARLING CAPITAL, LLC
September 6, 1994 - January 21, 2000
PMB SECURITIES CO., L.P.
May 23, 1983 - December 31, 1990
PRUDENTIAL EQUITY GROUP, LLC
August 23, 1982 - June 10, 1983
THOMSON MCKINNON SECURITIES INC.
December 10, 1981 - November 19, 1982
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WEALTH SPACE ASSET MANAGEMENT
CRD#: 127507 / SEC#: , 8-66008
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN GLOBAL WEALTH SERVICES INC | SHAREHOLDER | |
| CIANTRO, PHILIP | CEO/CCO/FINOP | 2350685 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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