Charles G. Cowan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Gale Cowan, who also goes by Charlie Cowan, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2021 - December 21, 2023
LONG RUN WEALTH ADVISORS, LLC
December 10, 2015 - December 31, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 4, 2015 - December 31, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 5, 2007 - December 7, 2015
JANNEY MONTGOMERY SCOTT LLC
October 31, 2007 - December 7, 2015
JANNEY MONTGOMERY SCOTT LLC
March 27, 2007 - November 5, 2007
A. G. EDWARDS & SONS, INC.
March 31, 2000 - November 5, 2007
A. G. EDWARDS & SONS, INC.
January 4, 1999 - April 3, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 29, 1992 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
January 28, 1989 - August 21, 1989
ASPEN CAPITAL GROUP, INCORPORATED
August 8, 1988 - January 18, 1989
INVEST FINANCIAL CORPORATION
February 4, 1988 - June 29, 1992
UBS FINANCIAL SERVICES INC.
June 19, 1985 - July 27, 1987
KIDDER, PEABODY & CO. INCORPORATED
December 14, 1983 - June 20, 1985
THE STUART-JAMES COMPANY, INCORPORATED
December 11, 1981 - March 28, 1983
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
LONG RUN WEALTH ADVISORS, LLC
CRD#: 311415 / SEC#: 801-119953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LONG RUN WEALTH ADVISORS, LLC
CRD#: 311415 / SEC#: 801-119953
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,062 |
| AUM (Assets Under Management) | $ 514,203,877 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
