Lynn A. Ehren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Anne Ehren, who also goes by Lynn Schmidt, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1982. Lynn had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2011 - November 21, 2016
OBERWEIS SECURITIES, INC.
November 1, 1999 - December 8, 2009
OBERWEIS SECURITIES, INC.
November 18, 1993 - November 1, 1999
GENEVA SECURITIES,INC.
January 16, 1990 - December 31, 1991
GENEVA SECURITIES,INC.
July 21, 1987 - December 31, 1989
PFS INVESTMENTS INC.
March 11, 1982 - October 18, 1983
I.M. SIMON & CO., INC.
January 20, 1982 - March 2, 1982
MARQUETTE FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OBERWEIS SECURITIES, INC.
CRD#: 42060 / SEC#: , 8-49679
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
