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JH

John Herbert Hedquist Iii

CRD# 1017959·Registered 1982 - 1996
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Herbert Hedquist III, who also goes by John H III Hedquist, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1982 - 1996. John had worked at 8 firms and has passed the Series 63, Series 7, Series 22, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John H Iii Hedquist

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC·CRD# 332
BD
San Mateo, CA
April 4, 1996 - July 24, 1996
FUNDMARK INVESTMENT COMPANY SERVICES, INC.·CRD# 13066
BD
August 25, 1993 - November 28, 1994
GMI SECURITIES & FUNDING CORPORATION·CRD# 25980
BD
December 3, 1990 - February 3, 1992
UNIVEST CAPITAL MARKETS, INC.·CRD# 16144
BD
November 2, 1987 - June 6, 1988
CONCORD ASSETS SECURITIES, INC.·CRD# 10533
BD
January 10, 1986 - November 26, 1986
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
August 6, 1984 - December 13, 1985
NRM CORPORATION·CRD# 8501
BD
November 1, 1983 - April 23, 1984
FIRST CAPITAL INVESTMENT CORPORATION·CRD# 6811
BD
January 20, 1982 - October 24, 1983

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Current Firm

FD
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, INC. | FRANKLIN/TEMPLETON DISTRIBUTORS, LLC | FRANKLIN/TEMPLETON DISTRIBUTORS, INC.

CRD#: 332 / SEC#: 8-5889
BD
Terminated by SEC on 10/03/2021

Contact Information

Established

Delaware since 07/01/2021

Firm Type

Limited Liability Company

Fiscal Year End

September

Documents

Direct owners and executive officers

NamePositionCRD#
TEMPLETON WORLDWIDE, INC.SHAREHOLDER—
CIEPRISZ, KENNETH DAVIDCHIEF COMPLIANCE OFFICER2303713
MASOM, JEFFREY SCOTTPRESIDENT - DIRECTOR2870966
PATERSON, DAVIDCHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL7001546
SPECTOR, ADAM BENJAMINCHIEF EXECUTIVE OFFICER2270713

Disclosures

Regulatory Event

1

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1985About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 1982About the Series 22 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1990About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jun 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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