Randall J. Hough

Some features on this profile are disabled

CRD#: 1017957

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Randall Jay Hough, who also goes by Randy Hough, was a registered financial professional .

Randall is a previously registered financial professional and started their career in finance in 1981. Randall had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 5, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Randy Hough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 19, 2018 - August 13, 2019

BLUECHIP WEALTH ADVISORS LLC

RIA

CRD#: 150008

ALPHARETTA, GA

Past

December 2, 2005 - April 28, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

ATLANTA, GA

Past

November 11, 2005 - April 28, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

ATLANTA, GA

Past

August 10, 2005 - November 16, 2005

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

ATLANTA, GA

Past

December 19, 2003 - November 16, 2005

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

February 21, 1995 - July 30, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

February 9, 1993 - February 6, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

November 9, 1990 - February 2, 1993

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

July 18, 1983 - November 8, 1990

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

December 11, 1981 - July 8, 1983

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLUECHIP WEALTH ADVISORS LLC

CRD#: 150008 / SEC#: 801-115105

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/9/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/2/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/4/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/16/1993

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/21/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 3/23/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BLUECHIP WEALTH ADVISORS LLC

CRD#: 150008 / SEC#: 801-115105

RIA

Registered Investment Advisory firm - (4/26/2019 Approved)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/9/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/7/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12655 Birmingham Hwy Suite 201, Milton, GA 30004

Mailing Address

Phone number

(770) 771-5812

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEI WRAP FEE BROCHURE (3/28/2025)

BLUECHIP WEALTH ADVISORS PART 2A FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,188
AUM (Assets Under Management)	$ 637,012,604

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Randall J. Hough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

ALEX. BROWN & SONS INCORPORATED

KIDDER, PEABODY & CO. INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BLUECHIP WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/2/2005

Series 63

Date: 12/4/1981

SIE

Date: 4/28/2018

Series 3

Date: 8/16/1993

Series 5

Date: 12/11/1982

Series 7

Date: 11/21/1981

Series 8

Date: 3/23/1993

Current Firm

BLUECHIP WEALTH ADVISORS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUECHIP WEALTH ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors