Milton E. Ames
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Milton Edward Ames JR, CFP® was a registered financial professional .
Milton is a previously registered financial professional and started their career in finance in 1999. Milton had worked at 7 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2016 - July 19, 2016
FINCH WEALTH MANAGEMENT, LLC
May 4, 2011 - November 13, 2015
BUTTONWOOD ADVISORS, LLC
April 4, 2005 - November 12, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 1, 2004 - November 12, 2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
October 1, 2001 - January 1, 2004
TEACHERS PERSONAL INVESTORS SERVICES, INC.
June 19, 2001 - April 4, 2005
TIAA-CREF TRUST COMPANY, FSB
March 7, 2001 - April 30, 2001
U.S. BANCORP INVESTMENTS, INC.
November 12, 1999 - January 10, 2000
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINCH WEALTH MANAGEMENT, LLC
CRD#: 213514 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
