Thomas W. Mulder

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CRD#: 1017836

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Walter Mulder was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1981. Thomas had worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PROPERTY/CASUALTY LICENSED AGENT. BILLMARKS LAKES AREA INSURANCE INC. ALEXANDRIA, MN 56308. P/C AND HEALTH SALES. APPROX. 15 HOURS PER WEEK. 2.) I RECEIVE INCOME FROM PROFESSIONAL SINGING; STARTED 01/2004; NOT INVESTMENT RELATED; NO CLIENT INVOLVEMENT; COMPENSATION BY CHECK OR CASH PER PERFORMANCE

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 17, 2025 - September 25, 2026

LONE PEAK ADVISERS

RIA

CRD#: 296772

St. Cloud, MN

Past

November 17, 2025 - September 25, 2026

TRANSITIONAL BROKER LLC

CRD#: 304313

DRAPER, UT

Past

January 22, 2014 - November 3, 2025

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

ST. CLOUD, MN

Past

July 5, 2006 - November 3, 2025

VALMARK SECURITIES, INC.

CRD#: 31243

ST. CLOUD, MN

Past

July 7, 2004 - July 7, 2006

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

ALEXANDRIA, MN

Past

November 26, 1981 - June 17, 2004

FBL MARKETING SERVICES, LLC

CRD#: 5309

WEST DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 1/28/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 11/7/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Status Unavailable

Passed: 12/8/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

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Contact information

Main Address

11650 South State Street Suite 200, Draper, UT 84020-7150

Mailing Address

Phone number

(801) 855-8886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LONE PEAK ADVISERS, LLC - FORM ADV PART 2A (3/3/2026)

Regulatory assets under management

Total Number of Accounts	905
AUM (Assets Under Management)	$ 125,444,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Thomas W. Mulder

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRANSITIONAL BROKER LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

THE O.N. EQUITY SALES COMPANY

FBL MARKETING SERVICES, LLC

Primary Firm SEC Registration

LONE PEAK ADVISERS

State Registrations and Notice Filings

Exams

Series 63

Passed: 1/28/1982

SIE

Passed: 10/1/2018

Series 6

Passed: 11/7/1981

Series 26

Passed: 12/8/2000

Current Firm

LONE PEAK ADVISERS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LONE PEAK ADVISERS

TRUST BUT VERIFY

Contact information

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