Thomas W. Mulder

LONE PEAK ADVISERS

St. Cloud, MN 56303

Some features on this profile are disabled

CRD#: 1017836

Professional summary

Thomas Walter Mulder is a registered financial advisor currently at LONE PEAK ADVISERS located in St. Cloud, Minnesota and TRANSITIONAL BROKER LLC located in Draper, Utah.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Thomas has worked at 6 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PROPERTY/CASUALTY LICENSED AGENT. BILLMARKS LAKES AREA INSURANCE INC. ALEXANDRIA, MN 56308. P/C AND HEALTH SALES. APPROX. 15 HOURS PER WEEK. 2.) I RECEIVE INCOME FROM PROFESSIONAL SINGING; STARTED 01/2004; NOT INVESTMENT RELATED; NO CLIENT INVOLVEMENT; COMPENSATION BY CHECK OR CASH PER PERFORMANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Walter Mulder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 17, 2025 - Present

LONE PEAK ADVISERS

Office #1: 2700 1st Street, #204, St. Cloud, MN 56303

RIA

CRD#: 296772

St. Cloud, MN

Current

November 17, 2025 - Present

TRANSITIONAL BROKER LLC

Office #1: 11650 S. State Street, Suite 200, Draper, UT 84020

CRD#: 304313

Draper, UT

Past

January 22, 2014 - November 3, 2025

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

ST. CLOUD, MN

Past

July 5, 2006 - November 3, 2025

VALMARK SECURITIES, INC.

CRD#: 31243

ST. CLOUD, MN

Past

July 7, 2004 - July 7, 2006

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

ALEXANDRIA, MN

Past

November 26, 1981 - June 17, 2004

FBL MARKETING SERVICES, LLC

CRD#: 5309

WEST DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(11/17/2025)

IAR

Minnesota
(11/17/2025)

Virginia
(11/17/2025)

Wisconsin
(11/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/28/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/7/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/8/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11650 South State Street Suite 200, Draper, UT 84020-7150

Mailing Address

Phone number

(801) 855-8886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LONE PEAK ADVISERS, LLC - FORM ADV PART 2A (3/3/2025)

Regulatory assets under management

Total Number of Accounts	743
AUM (Assets Under Management)	$ 119,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Nathan Bosek

FARTHER

IAR

Sartell, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas W. Mulder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Walter Mulder's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSITIONAL BROKER LLC

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

THE O.N. EQUITY SALES COMPANY

FBL MARKETING SERVICES, LLC

Primary Firm SEC Registration

LONE PEAK ADVISERS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/28/1982

SIE

Date: 10/1/2018

Series 6

Date: 11/7/1981

Series 26

Date: 12/8/2000

FINRA

Current Firm

LONE PEAK ADVISERS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LONE PEAK ADVISERS

TRUST BUT VERIFY

Contact information

Similar Advisors