John B. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bennett Ryan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 7 firms and has passed the Series 63, Series 5, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1992 - September 4, 2002
TRADE MANAGE CAPITAL, INC.
May 19, 1992 - July 15, 1992
SUNAMERICA SECURITIES, INC.
August 12, 1991 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 2, 1990 - July 23, 1991
COMMONWEALTH ASSOCIATES
March 22, 1990 - November 7, 1990
TRADE MANAGE CAPITAL, INC.
May 28, 1987 - July 1, 1988
FUHRMAN - MATT SECURITIES, INC.
December 26, 1984 - May 8, 1987
JSC SECURITIES, INC.
July 7, 1983 - December 5, 1984
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 9/25/1981
Interest Rate Options ExaminationSeries 1
Date: 9/19/1961
Registered Representative ExaminationSeries 40
Date: 3/3/1967
Registered Principal ExaminationCurrent Firm
TRADE MANAGE CAPITAL, INC.
CRD#: 7263 / SEC#: , 8-20851
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
