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KF

Kenneth L. Fletcher

FLETCHER FINANCIAL GROUP
Some features on this profile are disabled
CRD#: 1017769
KF

Professional summary

Kenneth Lee Fletcher, who also goes by Ken Fletcher, is a registered financial advisor currently at FLETCHER FINANCIAL GROUP .

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Kenneth has worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ken Fletcher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lee Fletcher's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2010 - Present

FLETCHER FINANCIAL GROUP

RIA
CRD#: 152609
Past

August 6, 2007 - December 31, 2009

WORKMAN SECURITIES CORPORATION

RIA
CRD#: 31898
MONROE, LA
Past

August 2, 2007 - December 31, 2009

WORKMAN SECURITIES CORPORATION

BD
CRD#: 31898
MONROE, LA
Past

July 27, 2007 - August 6, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

RIA
CRD#: 13626
MONROE, LA
Past

October 1, 2002 - August 6, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
MONROE, LA
Past

August 7, 2001 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX
Past

January 24, 2001 - August 3, 2001

RUSHMORE SECURITIES CORPORATION

BD
CRD#: 8392
DALLAS, TX
Past

January 4, 1999 - February 27, 2001

NORTHSTAR SECURITIES, INC.

BD
CRD#: 11247
DALLAS, TX
Past

February 14, 1997 - January 19, 1999

WMA SECURITIES, INC.

BD
CRD#: 32625
DULUTH, GA
Past

May 10, 1982 - February 12, 1997

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(2/11/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/4/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/3/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 5/7/1982
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 26
Date: 2/26/1985
Investment Company Products/Variable Contracts Principal Examination

Current Firm

FF
FLETCHER FINANCIAL GROUP
FAMILY FINANCIAL GROUP | FLETCHER FINANCIAL GROUP

CRD#: 152609 / SEC#: 801-135491

Louisiana
Registered Investment Advisory firm - (2/11/2010 Approved)
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Contact information

Main Address
3800 Cypress St, West Monroe, LA 71291
Mailing Address
Phone number
(318) 387-8918
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART II (2/4/2026)

Regulatory assets under management

Total Number of Accounts713
AUM (Assets Under Management)$ 133,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLETCHER FINANCIAL GROUP

CRD#: 152609

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