TB
Timothy P. Bogert
PROSPERITY CAPITAL ADVISORS
Rochester, MI 48307
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CRD#: 1017640
TB
Professional summary
Timothy Paul Bogert, AIF®, who also goes by Timothy Paul Rogert, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Rochester, Michigan.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Timothy has worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy Paul Rogert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Mr. Bogert is a licensed insurance agent. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Bogert spends approx. 10 hrs/week during trading hours on this activity. (2) 07/07/2009 - America Group Retirement Strategy Centers - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (3) Timothy Bogert is the owner of TK Investment Properties. In this role, Tim buys and sells real estate. This is an investment related activity. Mr. Bogert spends approximately one hour per month on this activity during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Paul Bogert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 16, 2023 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 345 Diversion St. Suite 110, Rochester, MI 48307RIA
CRD#: 156480
Rochester, MI
Past
April 23, 2010 - June 26, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCHESTER, MI
Past
December 17, 2003 - June 26, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCHESTER, MI
Past
July 12, 1984 - December 1, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
August 18, 1982 - September 14, 1984
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Past
July 16, 1982 - September 14, 1984
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 2682
Past
December 18, 1981 - March 28, 1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/16/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROSPERITY CAPITAL ADVISORS
CRD#: 156480Rochester, MI 48307TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
