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Henry Lucander

CRD# 1017582·Registered 1981 - 2009
Suspended: Henry Lucander was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Henry Lucander was a registered financial advisor. Henry was a previously registered financial advisor and started their career in finance 1981 - 2009. Henry had worked at 21 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

MCGINN, SMITH ADVISORS LLC·CRD# 137827
RIA
Albany, NY
September 6, 2006 - March 2, 2009
MCGINN, SMITH & CO., INC.·CRD# 8453
BD
New York, NY
December 7, 2005 - March 2, 2009
WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
September 1, 2004 - December 2, 2005
BERRY-SHINO SECURITIES, INC.·CRD# 38098
BD
Scottsdale, AZ
March 16, 2004 - September 22, 2004
TRIPP & CO., INC.·CRD# 6967
BD
New York, NY
September 30, 2002 - January 6, 2003
HORNBLOWER & WEEKS, INC.·CRD# 4683
BD
New York, NY
February 7, 2001 - September 9, 2002
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
July 10, 2000 - February 5, 2001
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
May 3, 1995 - July 13, 2000
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
April 6, 1994 - May 25, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
February 21, 1994 - April 21, 1994
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
January 5, 1994 - April 6, 1994
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 1, 1993 - April 21, 1994
D. H. BLAIR & CO., INC.·CRD# 6833
BD
New York, NY
September 1, 1993 - November 2, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 27, 1992 - October 22, 1993
LEVCO SECURITIES CORP.·CRD# 15483
BD
September 26, 1988 - January 5, 1989
WINDSOR IBC, INC.·CRD# 19539
BD
April 25, 1988 - July 15, 1988
REFCO SECURITIES, LLC·CRD# 14094
BD
May 13, 1987 - November 13, 1987
LEHMAN BROTHERS INC.·CRD# 7506
BD
January 29, 1987 - March 30, 1987
MF GLOBAL INC.·CRD# 6731
BD
November 5, 1984 - January 1, 1987
RICHARDSON GREENSHIELDS SECURITIES INC.·CRD# 3178
BD
August 14, 1984 - November 5, 1984
CLAYTON BROKERAGE CO. OF ST. LOUIS, INC.·CRD# 6577
BD
March 29, 1983 - March 10, 1984
LEHMAN BROTHERS INC.·CRD# 7506
BD
September 21, 1982 - January 18, 1983
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
July 12, 1982 - August 26, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
December 24, 1981 - February 25, 1983

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 1992About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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