James E. Boyd

LASALLE ST SECURITIES, L.L.C.

Bradenton, FL 34205

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CRD#: 1017541

Professional summary

James Eugene Boyd is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Bradenton, Florida.

James is registered as a RR (Registered Representative) and started their career in finance in 1981. James has worked at 5 firms and has passed the Series 63, SIE, Series 6, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Eugene Boyd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2007 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 717 Manatee Ave. W. Suite 300, Bradenton, FL 34205

CRD#: 7191

Bradenton, FL

Past

May 26, 2005 - July 12, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

BRADENTON, FL

Past

July 21, 1987 - December 21, 1987

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Past

November 12, 1984 - January 20, 1986

LEHMAN BROTHERS INC.

CRD#: 7506

Past

July 31, 1984 - November 9, 1984

BLINDER, ROBINSON & CO., INC.

CRD#: 5096

Past

October 22, 1981 - June 14, 1984

UBS FINANCIAL SERVICES INC.

CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/12/2007)

Exams

State Security Law Exam

Series 63

Date: 12/1/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/25/2005

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 3

Date: 4/22/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/17/1981

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST SECURITIES, L.L.C.

LA SALLE ST. SECURITIES, INC. | LASALLE ST SECURITIES, L.L.C.

CRD#: 7191 / SEC#: , 8-18860

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Phone number

(630) 600-0500

Established

Delaware since 04/23/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LASALLE ST. HOLDINGS LLC F/K/A MCDERMOTT HOLDINGS I, L.P.	100% OWNER
BEAVER, REGAN ALAN	CHIEF COMPLIANCE OFFICER	4621953
DROZD, MICHAEL MITCHELL	CHIEF INVESTMENT OFFICER	6015178
SCHLESSER, DANIEL JOHN	C.F.O./TRES./C.O.O	1788458

Disclosures

Regulatory Event	15
Arbitration	4
Bond	1

Red Flags

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James E. Boyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Eugene Boyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTREET SECURITIES CORPORATION

LASALLE ST SECURITIES, L.L.C.

LEHMAN BROTHERS INC.

BLINDER, ROBINSON & CO., INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/1/1981

SIE

Date: 10/1/2018

Series 6

Date: 5/25/2005

Series 3

Date: 4/22/1985

Series 7

Date: 8/17/1981

FINRA

Current Firm

LASALLE ST SECURITIES, L.L.C.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LASALLE ST SECURITIES, L.L.C.

TRUST BUT VERIFY

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