Robyn (. Grad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robyn (white) Grad, who also goes by Robyn R White, was a registered financial professional .
Robyn is a previously registered financial professional and started their career in finance in 1981. Robyn had worked at 3 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2013 - January 23, 2026
WASHINGTON CAPITAL MANAGEMENT INC
July 7, 2008 - October 8, 2013
CANTOR FITZGERALD & CO.
August 13, 1991 - July 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 1981 - July 9, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WASHINGTON CAPITAL MANAGEMENT INC
CRD#: 105253 / SEC#: 801-14263
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/30/1981
Interest Rate Options ExaminationCurrent Firm
WASHINGTON CAPITAL MANAGEMENT INC
CRD#: 105253 / SEC#: 801-14263
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 248 |
| AUM (Assets Under Management) | $ 7,058,054,632 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/18/2024 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
