BS
Brian E. Scigliano
STIFEL, NICOLAUS & COMPANY
Boise, ID 83702
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CRD#: 1017352
BS
Professional summary
Brian Edward Scigliano is a registered financial advisor currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Boise, Idaho.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Brian has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Idaho Human Rights Commission; 317 W. Main Street, Boise, ID 83702; President - review human rights violations in Idaho; 05/16/2018; 20.00 Hour(s) Per Year - not during securities trading hours; Not investment-related
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edward Scigliano's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brian Edward Scigliano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2014 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 800 West Main Street Suite 1260 (12th Floor), Boise, ID 83702RIA
BD
CRD#: 793
Boise, ID
Current
April 30, 2014 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 800 West Main Street Suite 1260 (12th Floor), Boise, ID 83702RIA
BD
CRD#: 793
Boise, ID
Past
September 21, 2007 - May 6, 2014
WEDBUSH SECURITIES INC.
RIA
CRD#: 877
BOISE, ID
Past
September 21, 2007 - May 6, 2014
WEDBUSH SECURITIES INC.
BD
CRD#: 877
BOISE, ID
Past
July 18, 2003 - September 24, 2007
D.A. DAVIDSON & CO.
RIA
CRD#: 199
BOISE, ID
Past
July 18, 2003 - September 24, 2007
D.A. DAVIDSON & CO.
BD
CRD#: 199
BOISE, ID
Past
January 15, 2002 - August 7, 2003
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
BOISE, ID
Past
October 12, 2001 - August 7, 2003
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Past
December 10, 1999 - October 12, 2001
WELLS FARGO SECURITIES, LLC
BD
CRD#: 7665
SAN FRANCISCO, CA
Past
September 17, 1998 - December 22, 1999
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Past
September 2, 1997 - December 7, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
July 14, 1997 - July 21, 1997
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
April 1, 1991 - July 22, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
June 29, 1990 - April 1, 1991
PW SECURITIES, INC.
BD
CRD#: 6775
Past
December 6, 1989 - June 19, 1990
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
December 20, 1988 - December 31, 1989
PW SECURITIES, INC.
BD
CRD#: 6775
Past
January 25, 1988 - September 26, 1988
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
Past
May 19, 1986 - October 5, 1987
UR FINANCIAL, INC.
BD
CRD#: 10509
Past
March 16, 1982 - July 22, 1986
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/30/2014)
RR
California(4/30/2014)
RR
Colorado(3/25/2022)
RR
Connecticut(1/2/2020)
RR
Florida(4/30/2014)
RR
Idaho(4/30/2014)
IAR
Idaho(4/30/2014)
RR
Illinois(4/30/2014)
RR
Massachusetts(5/13/2021)
RR
Missouri(9/22/2025)
RR
Montana(4/30/2014)
RR
Nebraska(3/20/2019)
RR
New Hampshire(9/12/2023)
RR
New Jersey(5/17/2024)
RR
New York(8/14/2019)
RR
Ohio(10/28/2014)
RR
South Carolina(1/22/2024)
RR
Tennessee(6/2/2014)
RR
Texas(4/30/2014)
RR
Utah(1/6/2021)
RR
Virginia(4/30/2014)
RR
Washington(4/30/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
EATON PARTNERS | WASHINGTON CROSSING ADVISORS | TWP PRIVATE WEALTH MANAGEMENT | STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL NICOLAUS & CO INC INVESTMENT SERVICES | STIFEL CAPITAL ADVISORS
CRD#: 793 / SEC#: 801-10746, 8-1447
RIA
Registered Investment Advisory firm - SEC (5/7/1975 Approved)Georgia
Registered Investment Advisory firm - SEC (11/30/2011 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
501 North Broadway, St Louis, MO 63102
Mailing Address
501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-2000
Established
Missouri since 02/20/1900
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
6,464
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | SHAREHOLDER | |
| AYD, PAUL JOSEPH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2963853 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER - PRIVATE CLIENT GROUP | 4696103 |
| BROOKS, PATRICK RODGERS | ROSFP - CAPITAL MARKETS | 2223412 |
| DODSON, CHARLES EDWARD | CCO ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL, SECRETARY | 4970942 |
| HYDE, GINA ELIZABETH | CHIEF COMPLIANCE OFFICER - CAPITAL MARKETS | 2812751 |
| KRUSZEWSKI, RONALD JAMES | PRESIDENT, CHIEF EXECUTIVE OFFICE & CHAIRMAN OF THE BOARD | 1434827 |
| MELINGER, ADAM SCOTT | ROSFP - PCG | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| RAYMOND, CHARLES BRADFORD GREEN | CO-HEAD GLOBAL INSTITUTIONAL EQUITIES & ADVISORY | 2796106 |
| SCHRICK, FREDERICK RICHARD | PRINCIPAL FINANCIAL OFFICER | 5636488 |
| SLINEY, DAVID DEAN | SENIOR VICE PRESIDENT & DIRECTOR | 2276514 |
| ZEMLYAK, JAMES MARK | EXECUTIVE VICE PRESIDENT & DIRECTOR | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 368,405 |
| AUM (Assets Under Management) | $ 171,209,609,487 |
Disclosures
| Regulatory Event | 168 |
| Civil Event | 2 |
| Arbitration | 60 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/18/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
