Matthew M. Gourlay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Martin Gourlay, who also goes by Matthew M Gourlay, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1981. Matthew had worked at 15 firms and has passed the Series 65, Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2025 - February 19, 2026
GOURLAY CAPITAL ADVISORS, LLC
September 30, 2021 - June 6, 2022
ARENA FINANCIAL SERVICES, LLC
November 8, 2013 - October 15, 2019
SEAPORT GLOBAL SECURITIES LLC
January 16, 2013 - November 1, 2013
GHS TRADING LLC
February 16, 2011 - November 1, 2013
GLOBAL HUNTER SECURITIES, LLC
May 3, 2010 - March 2, 2011
CHAPDELAINE TULLETT PREBON, LLC
March 18, 2003 - January 13, 2009
CRT CAPITAL GROUP LLC
February 15, 2002 - February 25, 2003
UBS SECURITIES LLC
June 29, 1999 - December 31, 2001
GLEACHER PARTNERS LLC
December 23, 1997 - June 29, 1999
NATWEST FINANCE INC.
April 2, 1996 - November 10, 1997
NATWEST SECURITIES CORPORATION
May 16, 1988 - March 5, 1996
PERSHING LLC
September 8, 1987 - May 18, 1988
MORGAN STANLEY MARKET PRODUCTS INC.
May 22, 1984 - May 17, 1988
MORGAN STANLEY & CO. LLC
December 8, 1981 - June 4, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/7/2025
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 8
Date: 10/17/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GOURLAY CAPITAL ADVISORS, LLC
CRD#: 331846 / SEC#: , 8-71251
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
