Evelyn C. Canady
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evelyn Cuellar Canady, who also goes by Evelyn Canady, Evelyn Cuellar Chavez, Evelyn Cuellar, was a registered financial professional .
Evelyn is a previously registered financial professional and started their career in finance in 1993. Evelyn had worked at 5 firms and has passed the Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 1999 - August 21, 2000
SDI CAPITAL MARKETS, INC.
September 29, 1997 - October 9, 1997
NEWEDGE USA, LLC
August 18, 1993 - June 19, 1995
J.P. MORGAN SECURITIES LLC
July 31, 1993 - August 30, 1993
CITIGROUP GLOBAL MARKETS INC.
April 30, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SDI CAPITAL MARKETS, INC.
CRD#: 23516 / SEC#: , 8-40592
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAKURA DELLSHER, INC. | PARENT COMPANY | |
| MELAMED, LEO | BOARD OF DIRECTORS | 3168030 |
| ARANA, THERESA CLAIRE | CFO & TREASURER | 3120419 |
| HORWITZ, DON LEWIS | BOARD OF DIRECTORS | 3120405 |
| MARCUS, WILLIAM BRUCE | VP SALES | 1418897 |
| MIYAMOTO, HIDEKI | BOARD OF DIRECTORS | 3094140 |
| MULHOLLAND, TIMOTHY J | VP MARKETING | 1628182 |
| PANNEKOEK, GERARD | VP & SECRETARY | 2185942 |
| SATO, AKIRA | BOARD OF DIRECTORS | 4186024 |
| UMINO, TAKAO | BOARD OF DIRECTORS | 3169784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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