Eugene G. Halpern
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Gilman Halpern, who also goes by Eugene G Halpern, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1966. Eugene had worked at 7 firms and has passed the Series 63, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 1999 - January 24, 2006
PUNK, ZIEGEL & COMPANY, L.P.
January 7, 1997 - December 31, 1998
JWGENESIS SECURITIES, INC.
March 14, 1990 - December 20, 1996
LADENBURG THALMANN & CO. INC.
October 1, 1985 - March 8, 1990
GRUNTAL & CO., L.L.C.
February 8, 1982 - October 1, 1985
JII SECURITIES INC.
January 21, 1982 - February 9, 1982
ROONEY, PACE INC.
December 6, 1966 - November 20, 1977
MOORE & SCHLEY, CAMERON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/1/1980
AMEX Put and Call ExamSeries 000
Date: 12/19/1966
General Securities Principal ExaminationSeries 1
Date: 12/5/1966
Registered Representative ExaminationCurrent Firm
PUNK, ZIEGEL & COMPANY, L.P.
CRD#: 26174 / SEC#: , 8-42913
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUNRISE PARTNERS | LIMITED PARTNER | |
| PZK, INC. | GENERAL PARTNER | |
| DILEO, PHILIP FRANCIS | LIMITED PARTNER | 67972 |
| STOTT, DONALD BISHOP | LIMITED PARTNER | 723988 |
| BLIGH, JOHN LAWRENCE | COO, CROP, SROP, MP, GSP | 2078190 |
| GOLDRING, STANLEY JAY | GSP-RETAIL | 224415 |
| KOVACS, LOUIS | MANAGING DIRECTOR | 274445 |
| PUNK, WILLIAM JOSEPH | MANAGING DIRECTOR | 368819 |
| WOELK, GUY GOTTLOB | CFO, FINOP, CCO | 1232742 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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