Eugene Gilman Halpern
Professional Summary
Eugene Gilman Halpern, who also goes by Eugene G Halpern, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1966 - 2006. Eugene had worked at 7 firms and has passed the Series 63, PC, Series 000 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eugene G Halpern
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
59 years in the financial services industry
Current & Past Employments
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Current Firm
PUNK, ZIEGEL & COMPANY, L.P. | WILLIAM PUNK & CO., INC. | PUNK, ZIEGEL & KNOELL, L.P. | PUNK, ZIEGEL & KNOELL, INCORPORATED
Contact Information
Established
Delaware since 05/20/1990Firm Type
PartnershipFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUNRISE PARTNERS | LIMITED PARTNER | — |
| PZK, INC. | GENERAL PARTNER | — |
| DILEO, PHILIP FRANCIS | LIMITED PARTNER | 67972 |
| STOTT, DONALD BISHOP | LIMITED PARTNER | 723988 |
| BLIGH, JOHN LAWRENCE | COO, CROP, SROP, MP, GSP | 2078190 |
| GOLDRING, STANLEY JAY | GSP-RETAIL | 224415 |
| KOVACS, LOUIS | MANAGING DIRECTOR | 274445 |
| PUNK, WILLIAM JOSEPH | MANAGING DIRECTOR | 368819 |
| WOELK, GUY GOTTLOB | CFO, FINOP, CCO | 1232742 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Apr 1980Series 000 — General Securities Principal Examination
Passed Dec 1966Series 1 — Registered Representative Examination
Passed Dec 1966Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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