Dennis M. Hakeman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Marvin Hakeman, who also goes by Dennis M Hakeman, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1982. Dennis had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2010 - October 5, 2012
MALLORY CAPITAL GROUP, LLC
April 30, 2010 - January 31, 2017
CA FUNDS GROUP, INC.
August 30, 2007 - June 10, 2009
HFF SECURITIES L.P.
January 27, 1999 - March 3, 1999
METROPOLITAN LIFE INSURANCE COMPANY
January 27, 1999 - March 3, 1999
MSI FINANCIAL SERVICES, INC.
July 19, 1988 - December 5, 1991
JMB SECURITIES CORPORATION
January 5, 1982 - May 23, 1985
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 1/13/2010
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
MALLORY CAPITAL GROUP, LLC
CRD#: 108486 / SEC#: , 8-53084
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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