PHILIP N. GLENNON

Some features on this profile are disabled

CRD#: 1016960

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

PHILIP NICHOLAS GLENNON, who also goes by Phil Glennon, was a registered financial professional .

PHILIP is a previously registered financial professional and started their career in finance in 1982. PHILIP had worked at 3 firms and has passed the Series 65, Series 2, Series 7 and Series 22 exams.

Biography

Phil initially worked with HHG & Company until they merged with Wealth Enhancement Group, where he was a senior advisor and was a co-founder of the firm. Prior to joining HHG & Company in 1986, Phil provided financial advice at the AYCO Corporation. Phil is a winner (2017) of the “FIVE STAR Wealth Manager” award.* He is a member of the New York State Bar Association and is admitted to practice before the U.S. District Court, U.S. Tax Court and the IRS. Phil is married and has two sons. He lives in Fairfield, CT, and enjoys boating, traveling and growing tomatoes. He is the Director of the Mollie Biggane Melanoma Foundation and a member of the Professional Advisors Council for the Fairfield County Community Foundation.

*Award criteria based on 10 objective criteria associated with providing quality services to clients such as credentials, experience and assets under management among other factors. Wealth managers do not pay a fee to be considered or placed on the final list of 2017 FIVE STAR Wealth Managers. Awarded 11/01/17 for the period of 2/15/17 - 11/01/17. 

Question & Answer

Are you a "fiduciary"?

Aliases

Phil Glennon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Wealth Enhancement Group 06/2016 DBA. 2.Fairfield Count Community Foundation. 3. Mollie Biggone Melanoma Fund-Director non-compensated. Wealth Enhancement Tax and Consulting Services. 6/1/2016. Old King's Highway South, Ste. 102 Darien, CT 06820. Provide tax preparation and consulting. Not investment-related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 2, 2016 - December 31, 2024

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

RIA

CRD#: 116407

DARIEN, CT

Past

February 3, 1989 - June 3, 2016

HHG & COMPANY, LLC

RIA

CRD#: 104769

DARIEN, CT

Past

February 2, 1982 - April 8, 1986

MERCER ALLIED CORPORATION

CRD#: 7829

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/23/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 11/16/1995

Non-Member General Securities Examination

General Industry/Product Exam

Series 7

Date: 1/21/1984

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 1/22/1982

Direct Participation Programs Representative Examination

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

WEALTH ENHANCEMENT | WEALTH ENHANCEMENT GROUP, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

CRD#: 116407 / SEC#: 801-60749

RIA

Registered Investment Advisory firm - (12/21/2001 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

505 N Highway 169 Suite 900, Plymouth, MN 55441

Mailing Address

Phone number

(763) 417-1700

Established

Firm type

Fiscal year end

# of Employees

1,230

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEAS ADV PART 2A APPENDIX 1 (10/13/2025)

WEAS ADV PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	186,400
AUM (Assets Under Management)	$ 94,632,028,506

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
03/05/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

PHILIP N. GLENNON

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HHG & COMPANY, LLC

MERCER ALLIED CORPORATION

Primary Firm SEC Registration

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/23/1993

Series 2

Date: 11/16/1995

Series 7

Date: 1/21/1984

Series 22

Date: 1/22/1982

Current Firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors