Gregory T. Sharp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Thomas Sharp was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1981. Gregory had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 1993 - October 9, 1996
ALPINE SECURITIES CORPORATION
March 24, 1992 - August 26, 1992
COVEY & CO., INC.
August 30, 1990 - March 25, 1992
WILSON-DAVIS & CO., INC.
May 7, 1990 - August 2, 1990
COVEY & CO., INC.
January 8, 1990 - April 25, 1990
BAGLEY SECURITIES, INC.
March 17, 1989 - December 5, 1989
R. A. JOHNSON AND COMPANY, INC.
June 4, 1984 - September 9, 1988
R. A. JOHNSON AND COMPANY, INC.
November 23, 1981 - November 29, 1983
MATTHEW R. WHITE INVESTMENT COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPINE SECURITIES CORPORATION
CRD#: 14952 / SEC#: , 8-31464
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 45 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
