Gregory M. Hasho
Professional summary
Gregory Mumtaz Hasho was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1981. Prior to being barred, Gregory had worked at 6 firms, which includes CONTINENTAL BROKER-DEALER CORP., THE STUART-JAMES COMPANY INCORPORATED, VANDERBILT SECURITIES INC., J. T. MORAN & CO. INC., SHERWOOD CAPITAL INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1991 - January 5, 2004
CONTINENTAL BROKER-DEALER CORP.
July 10, 1990 - November 30, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 25, 1990 - February 7, 1990
VANDERBILT SECURITIES, INC.
May 26, 1988 - February 17, 1990
J. T. MORAN & CO., INC.
February 2, 1987 - May 21, 1988
SHERWOOD CAPITAL, INC.
December 8, 1981 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CONTINENTAL BROKER-DEALER CORP.
CRD#: 14048 / SEC#: , 8-43159
Contact information
Documents
Disclosures
| Regulatory Event | 12 |
| Arbitration | 15 |
Red Flags
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