Laurie A. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurie Ann Flynn was a registered financial professional .
Laurie is a previously registered financial professional and started their career in finance in 1981. Laurie had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2006 - May 1, 2014
MCADAMS WRIGHT RAGEN, INC.
December 8, 1998 - June 14, 2006
PACIFIC CREST SECURITIES LLC
May 17, 1994 - October 21, 1998
MITCHELL SECURITIES CORPORATION OF OREGON
August 3, 1988 - May 23, 1994
PACIFIC CREST SECURITIES LLC
November 10, 1987 - August 11, 1988
WAMU INVESTMENTS, INC.
April 2, 1986 - April 9, 1987
TROSTER SINGER CORPORATION
July 16, 1985 - February 14, 1986
BLACK & COMPANY, INC.
December 11, 1981 - June 18, 1985
PAULSON INVESTMENT COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCADAMS WRIGHT RAGEN, INC.
CRD#: 45899 / SEC#: 801-55918, 8-51232
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | DIRECTOR | 2147388 |
| DIRECTOR, DAVID JEROME | EXECUTIVE VICE PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/DIRECTOR | 1060159 |
| GUAGLIARDO, ALICIA MARIA | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2091180 |
| MCADAMS, SCOTT WAYNE | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 1559165 |
| PURCELL, PAUL EDWARD | DIRECTOR | 844873 |
| RAGEN, BROOKS GEER | CHAIRMAN OF THE BOARD/DIRECTOR | 370117 |
| RAGEN, CAMERON BROOKS | SENIOR VICE PRESIDENT | 2140003 |
| ROGOWSKI, ROBERT JOHN | MANAGING DIRECTOR & DEPART CHAIR, INVESTMENT BANKING | 1818321 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| ZARCONE, DOMINICK PAUL | DIRECTOR | 2154034 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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