Floyd G. Holland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Floyd Gregory Holland, who also goes by Greg Holland, was a registered financial professional .
Floyd is a previously registered financial professional and started their career in finance in 1986. Floyd had worked at 9 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2006 - May 15, 2007
WORKMAN SECURITIES CORPORATION
March 6, 2006 - October 2, 2006
WORKMAN SECURITIES CORPORATION
March 6, 2006 - May 15, 2007
WORKMAN SECURITIES CORPORATION
November 17, 2005 - December 31, 2012
HOLLAND FINANCIAL SERVICES LLC
November 25, 2002 - December 31, 2004
PRINCIPAL SECURITIES, INC.
August 22, 2001 - May 1, 2002
WALL STREET FINANCIAL GROUP, INC.
July 17, 1995 - December 31, 1999
LOCUST STREET SECURITIES, INC.
August 30, 1994 - December 31, 1994
NEW ENGLAND SECURITIES
January 9, 1992 - November 20, 1992
WADDELL & REED
July 12, 1988 - December 31, 1989
NEW ENGLAND SECURITIES
October 5, 1987 - August 1, 1988
INVESTORS BROKERAGE SERVICES, INC.
January 27, 1986 - December 11, 1987
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORKMAN SECURITIES CORPORATION
CRD#: 31898 / SEC#: 801-65758, 8-45573
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
Red Flags
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